SRO Monitor Digest

2026-02-02 — 2026-02-08
2 filings
0 high importance
2 IEX-relevant
0 open comment periods

🔵 IEX Competitive Intel

TXSE clears two operational prerequisites: joins Symbology Plan and files FINRA 17d-2 agreement
2026-02-02 – 2026-02-03 MEDIUM TXSE market_structure
Texas Stock Exchange (TXSE) took two routine administrative steps toward launching as a live equity exchange. It joined the industry-wide Symbology Plan (immediately effective), allowing it to claim and reserve ticker symbols like any registered exchange, and separately filed a standard Rule 17d-2 regulatory allocation agreement with FINRA, letting FINRA handle overlapping broker-dealer oversight (open for comment, approvable after February 23, 2026). Together these signal TXSE is clearing the prerequisites needed to begin operations.
IEX RELEVANT These filings confirm TXSE is progressing toward active operations, meaning IEX will face an additional entrant competing for order flow, listings, and market share.